Engagement Model

From discovery to audit-ready. Methodically.

Every engagement follows a disciplined four-phase methodology. We scope precisely, execute thoroughly, and build programs designed to function independently after handoff.

I

Discovery

We begin every engagement by understanding your regulatory landscape, your current compliance posture, and the specific audit or certification outcomes you need to achieve. No assumptions. No boilerplate scoping.

Regulatory Scope Analysis

Identifying which frameworks, regulations, and contractual obligations apply to your specific organization, data types, and business relationships.

Current-State Assessment

Evaluating your existing policies, procedures, controls, and technical architecture against applicable requirements. Not a questionnaire — a substantive review.

Gap Identification

Control-by-control gap analysis against each applicable framework. Quantified severity scoring and prioritization based on regulatory risk and business impact.

Stakeholder Interviews

Conversations with your engineering, product, security, legal, and executive teams to understand how compliance intersects with your actual operations.

Phase Deliverables

Regulatory scope matrix, current-state maturity assessment, prioritized gap analysis report, and recommended engagement scope with timeline and resource estimates.

II

Architecture

With discovery complete, we design the compliance program structure — governance frameworks, policy architectures, control mapping, and remediation roadmaps tailored to your organization's size, stage, and technical environment.

Governance Design

Organizational compliance structure, committee charters, roles and responsibilities, reporting cadences, and escalation procedures scaled to your team size.

Policy Framework

Information security and privacy policy architecture — defining document hierarchy, ownership, review cycles, and approval workflows before a single policy is written.

Control Mapping

Cross-framework control mapping that identifies overlap between HIPAA, HITRUST, SOC 2, and NIST — designing controls that satisfy multiple requirements simultaneously.

Remediation Roadmap

Phased implementation plan with prioritized timelines, effort estimates, dependency mapping, resource requirements, and clear ownership assignments for each remediation item.

Phase Deliverables

Compliance governance framework, policy architecture document, cross-framework control mapping matrix, and phased remediation roadmap with timeline and milestones.

III

Build

This is where programs move from design to reality. We write the policies, implement the controls, build the evidence collection systems, and operationalize the governance structures designed in Phase II.

Policy Library Development

Comprehensive policy and procedure drafting — tailored to your infrastructure, technology stack, and operational practices. Not templates. Working documents your team can actually follow.

Control Implementation

Working with your engineering and operations teams to implement technical, administrative, and physical controls identified in the remediation roadmap.

TPRM Program Standup

Third-party risk management program operationalization — vendor inventory, risk tiering, due diligence workflows, and ongoing monitoring procedures.

Evidence Architecture

Designing and implementing systematic evidence collection that integrates with your existing tools — ticketing systems, CI/CD pipelines, cloud infrastructure logging.

Training Deployment

Role-based compliance training development and deployment. New-hire onboarding, annual refresher programs, and specialized training for security and engineering teams.

Risk Register Development

Enterprise risk register construction with quantitative and qualitative scoring, treatment plans, risk owners, and integration into governance reporting workflows.

Phase Deliverables

Complete policy library, implemented controls with evidence documentation, operational TPRM program, evidence collection system, training materials, and populated risk register.

IV

Validation

Before your auditor arrives, we validate everything. Mock assessments, evidence package review, and assessor coordination — ensuring your program stands on its own under independent scrutiny.

Pre-Audit Assessment

Internal readiness evaluation simulating the rigor of an independent assessment. Identifying and remediating any remaining gaps before your assessor begins.

Evidence Package Assembly

Organizing all compliance evidence into structured packages aligned to each framework's control requirements. Everything your assessor will request, pre-organized and validated.

Assessor Coordination

Managing the assessment process — scheduling, evidence submission, walkthroughs, clarification requests, and management response drafting for any identified observations.

Independent Handoff

Knowledge transfer to your internal team. Documentation of all governance processes, evidence workflows, and maintenance procedures so your program operates without us.

Phase Deliverables

Pre-audit readiness report, organized evidence packages, assessor coordination support, and comprehensive program maintenance documentation for independent operation.

Typical Engagement Timeline

A full compliance program build — from Discovery through Validation — typically spans 12 to 20 weeks depending on organizational complexity, framework scope, and certification timeline. Discrete engagements (gap analysis, policy development, audit preparation) can be scoped independently with shorter timelines. Every engagement begins with a complimentary assessment to determine the right scope for your situation.

Start with Phase I

Begin with a complimentary
compliance assessment.

Thirty minutes. We'll evaluate your current posture, identify your regulatory scope, and recommend the right engagement path.